OUR CLIENTS
Blackpeak works for the world’s leading financial institutions, asset managers, corporations and law firms to identify, assess and manage complex risks
Our firm is built on the philosophy of “investing in client relationships” with the aim of ensuring client retention and generating repeat business.
Client Types
- Financial investors: global and regional private equity funds, institutional, hedge, and alternative asset managers, family offices and sovereign wealth funds.
- Financial institutions: global bulge bracket investment banks and regional banks and investment banks.
- Corporations: multi-national groups, regional conglomerates and single sector companies.
- Professional intermediaries: legal and financial advisors, proprietary trading desks and in-house funds.
Client Protection
We understand the requirements of the FCPA and Bribery Act, the insider trading threats posed to investors in carrying out risk-related research, and the need for advisors to have comprehensive procedures in place to protect their clients. Ours include:
- A detailed written Code of Ethics and Practice that all our staff must follow, on which they are monitored during assignments and certified on an annual basis.
- Detailed policies for information gathering to avoid asking for, or transmitting on to clients, any privileged, confidential or material non-public information.
- Strict rules on the avoidance of conflicts of interest, including restrictions on stock trading by employees.
- Procedures for all reports and other sensitive communications to be vetted by our compliance officer before transmission to our clients.
- Monitoring all regulatory announcements and legislative changes to ensure we keep abreast of best practice.